UAE Financial Services Regulatory Law
Corporate | Legal Advisory
About
Specialist support for licensing, compliance, and regulatory engagement across DIFC, ADGM, SCA, and the Central Bank
Operating in the UAE’s financial services sector means managing layered, jurisdiction-specific regulation. From asset managers in DIFC to fintech startups in ADGM and finance companies regulated by the Central Bank, the need for experienced, commercially grounded regulatory support has never been greater.
Through our Private Office, we provide clients with access to legal and compliance specialists who advise on all aspects of UAE financial regulation—covering the Securities and Commodities Authority (SCA), Dubai Financial Services Authority (DFSA), Financial Services Regulatory Authority (FSRA) in ADGM, and the Central Bank of the UAE (CBUAE). Whether you’re applying for a new licence, facing an inspection, or responding to an investigation, this service ensures you are protected, prepared, and well-positioned.
What It Offers
Our services encompass a broad spectrum of regulatory support, including:
- Licensing and Authorisation: Assistance with obtaining and maintaining licenses from the Central Bank of the UAE (CBUAE), Securities and Commodities Authority (SCA), Dubai Financial Services Authority (DFSA), and Financial Services Regulatory Authority (FSRA) in ADGM.
- Compliance Advisory: Development and review of compliance frameworks, policies, and procedures to ensure adherence to applicable regulations.
- Regulatory Engagement: Guidance during regulatory inspections, audits, and investigations, including preparation and representation.
- AML and CFT Compliance: Support in establishing anti-money laundering and counter-terrorist financing measures in line with UAE laws and international standards.
- Virtual Asset Services: Navigating the regulatory requirements for virtual asset service providers, including licensing and compliance.
- Financial Services M&A: Legal advisory on mergers and acquisitions within the financial sector, ensuring regulatory approvals and compliance.
Who It’s For
Our services are tailored for:
- Financial institutions seeking to establish or expand operations in the UAE.
- Fintech companies navigating the regulatory landscape for innovative financial products and services.
- Virtual asset service providers requiring licensing and compliance support.
- Firms undergoing regulatory inspections or investigations.
- Entities involved in mergers and acquisitions within the financial services sector.
Understanding Your Needs
In the dynamic environment of UAE financial regulation, staying ahead requires proactive legal support. Our Private Office connects you with professionals who understand the regulatory expectations and can provide strategic advice to mitigate risks and seize opportunities.
About Our Partner
Our legal services partner is a modern legal platform combining global perspective with deep regional knowledge—designed to support clients navigating the complexities of doing business across borders.
Since launching in 2017, they have advised more than 600 clients, including founders, family offices, venture-backed startups, and multinationals. Their work spans structuring, governance, acquisitions, exits, and regulatory compliance—offering practical, senior-led advice with a focus on outcomes, not obstacles.
They also support clients on personal legal matters such as wills, inheritance planning, and guardianship—ensuring continuity and peace of mind for families with cross-border lives.
They operate through a core team of senior lawyers, each with over 10 years of experience. Many trained at top-tier international law firms or served as in-house counsel to leading global companies, giving them a commercial edge and a deep understanding of client needs.
Key Highlights:
- Established: 2017, with a focus on international private clients and emerging markets
- Client Base: 600+ clients globally—from early-stage ventures to institutional investors
- Team: Senior lawyers only—minimum 10 years’ experience, global training or in-house backgrounds
- Regulation: Dubai Legal Affairs Department regulated; Government of Abu Dhabi registered
- Recognition: Legal Services Innovator of the Year — Middle East Legal Awards
- Coverage: UAE and wider Middle East, with global capabilities
By working with this trusted partner, we ensure every Kingsbury & Partners Private Office client has access to high-quality legal guidance aligned with their ambitions—without the red tape.